| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2023-08-14 |
| Rep | 證券交易 | 2012-12-04 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2012-12-04 | 2023-08-14 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-02-08 | 2012-11-26 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2009-06-04 | 2012-11-26 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-06-04 | 2012-11-26 |