| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| COS-Capital Hong Kong International Co. Limited | RO | 就證券提供意見 | 2026-02-11 | - |
| RO | 提供資產管理 | 2026-02-11 | - | |
| RO | 證券交易 | 2026-02-11 | - | |
| Greentech Technology Asset Management Company Limited | RO | 就證券提供意見 | 2024-04-12 | 2024-11-11 |
| RO | 提供資產管理 | 2024-04-12 | 2024-11-11 | |
| RO | 證券交易 | 2024-04-12 | 2024-11-11 | |
| Wealthy Securities Limited | Rep | 就證券提供意見 | 2023-10-13 | 2023-10-13 |
| Rep | 提供資產管理 | 2023-10-13 | 2023-10-13 | |
| Rep | 證券交易 | 2023-10-13 | 2023-10-13 | |
| RO | 就證券提供意見 | 2023-10-13 | 2024-03-01 | |
| RO | 提供資產管理 | 2023-10-13 | 2024-03-01 | |
| RO | 證券交易 | 2023-10-13 | 2024-03-01 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-08-04 | 2023-03-22 |
| Rep | 證券交易 | 2021-08-04 | 2023-03-22 | |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2018-01-18 | 2021-01-31 |
| RO | 證券交易 | 2018-01-18 | 2021-01-31 | |
| Rep | 就證券提供意見 | 2017-04-03 | 2018-01-18 | |
| Rep | 證券交易 | 2017-04-03 | 2018-01-18 | |
| RO | 提供資產管理 | 2015-06-17 | 2021-01-31 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-06-30 | 2017-04-03 |
| Rep | 證券交易 | 2014-06-30 | 2017-04-03 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2014-03-07 | 2014-06-23 |
| Rep | 就機構融資提供意見 | 2011-08-08 | 2014-06-23 | |
| RO | 就機構融資提供意見 | 2010-05-13 | 2011-08-08 | |
| CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2008-04-23 | 2014-02-12 |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 證券交易 | 2006-08-31 | 2006-11-22 |
| RO | 就機構融資提供意見 | 2004-12-08 | 2006-11-22 | |
| Rep | 就機構融資提供意見 | 2004-10-21 | 2004-12-08 | |
| Rep | 證券交易 | 2004-10-21 | 2006-08-31 | |
| KINGSWAY CAPITAL LIMITED | RO | 就機構融資提供意見 | 2004-06-24 | 2004-10-06 |
| Rep | 就機構融資提供意見 | 2004-02-20 | 2004-06-24 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | 就機構融資提供意見 | 2004-02-20 | 2004-10-06 |
| Rep | 證券交易 | 2004-02-20 | 2004-10-06 | |
| Rep | 就機構融資提供意見 | 2003-09-08 | 2004-02-20 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | 就機構融資提供意見 | 2003-05-07 | 2003-08-07 |
已採集記錄中暫無金管局登記。