| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Huafu International Finance Limited | RO | 就機構融資提供意見 | 2025-12-19 | - |
| Huafu International Securities Limited | RO | 證券交易 | 2025-12-19 | - |
| PULSAR CAPITAL LIMITED (HK) | RO | 就機構融資提供意見 | 2017-03-01 | 2025-12-10 |
| RO | 證券交易 | 2017-03-01 | 2025-12-10 | |
| AUSTRAX CAPITAL LIMITED | RO | 就機構融資提供意見 | 2016-09-01 | 2017-01-27 |
| RO | 證券交易 | 2016-09-01 | 2017-01-27 | |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2014-01-07 | 2016-08-22 |
| RO | 證券交易 | 2014-01-07 | 2016-08-22 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2009-08-11 | 2013-06-21 |
| RO | 證券交易 | 2008-03-14 | 2008-09-14 | |
| RO | 就機構融資提供意見 | 2008-03-14 | 2013-06-21 | |
| Rep | 證券交易 | 2006-07-19 | 2008-03-14 | |
| Rep | 就機構融資提供意見 | 2006-07-14 | 2008-03-14 | |
| Mason Securities Limited | Rep | 就機構融資提供意見 | 2005-02-21 | 2006-06-21 |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-01-29 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-30 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-12-30 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-30 |
金管局記錄暫時無法載入，請稍後重試。