| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就機構融資提供意見 | 2026-08-26 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2026-08-26 | - |
| CEB International Capital Corporation Limited | RO | 就機構融資提供意見 | 2024-02-20 | 2026-08-02 |
| RO | 就證券提供意見 | 2024-02-20 | 2026-08-02 | |
| RO | 證券交易 | 2024-02-20 | 2026-08-02 | |
| Rep | 就機構融資提供意見 | 2023-11-09 | 2024-02-20 | |
| Rep | 證券交易 | 2023-11-09 | 2024-02-20 | |
| CMB International Capital Limited | RO | 就機構融資提供意見 | 2019-11-20 | 2023-08-24 |
| RO | 證券交易 | 2019-11-20 | 2023-08-24 | |
| Rep | 就機構融資提供意見 | 2019-09-18 | 2019-11-20 | |
| Rep | 證券交易 | 2019-09-18 | 2019-11-20 | |
| China Securities (International) Corporate Finance Company Limited | RO | 就機構融資提供意見 | 2019-07-08 | 2019-08-26 |
| RO | 證券交易 | 2019-07-08 | 2019-08-26 | |
| Rep | 就機構融資提供意見 | 2019-06-17 | 2019-07-08 | |
| Rep | 證券交易 | 2019-06-17 | 2019-07-08 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 證券交易 | 2017-10-31 | 2019-05-10 |
| Rep | 證券交易 | 2017-10-30 | 2017-10-31 | |
| Rep | 就證券提供意見 | 2017-10-30 | 2019-05-10 | |
| HEUNGKONG CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-07-13 | 2019-05-10 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2015-07-09 | 2017-06-01 |
| RO | 就機構融資提供意見 | 2012-10-11 | 2017-06-01 | |
| RO | 證券交易 | 2012-10-11 | 2017-06-01 | |
| Rep | 就機構融資提供意見 | 2011-08-11 | 2012-10-11 | |
| Rep | 證券交易 | 2011-08-11 | 2012-10-11 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2006-09-22 | 2011-07-13 |
| Rep | 證券交易 | 2006-09-22 | 2011-07-13 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2006-05-02 | 2006-08-26 |
| Rep | 證券交易 | 2006-05-02 | 2006-08-26 | |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2005-06-02 | 2006-03-24 |
| Rep | 就機構融資提供意見 | 2004-06-17 | 2006-03-24 |
金管局記錄暫時無法載入，請稍後重試。