| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Everbright Global Investment Advisors Company Limited | Rep | 就機構融資提供意見 | 2012-08-09 | 2015-04-20 |
| Rep | 就證券提供意見 | 2012-08-09 | 2015-04-20 | |
| Rep | 證券交易 | 2012-08-09 | 2015-04-20 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-08-12 | 2011-10-17 |
| Rep | 證券交易 | 2010-08-12 | 2011-10-17 | |
| CGS International Securities Hong Kong Limited | Rep | 就機構融資提供意見 | 2008-11-26 | 2010-04-01 |
| Rep | 證券交易 | 2008-11-26 | 2010-04-01 |