| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DIGNARI CAPITAL PARTNERS (HK) LIMITED | Rep | 就證券提供意見 | 2025-04-02 | - |
| Rep | 提供資產管理 | 2025-04-02 | - | |
| Rep | 證券交易 | 2025-04-02 | - | |
| BOCI ASIA LIMITED | RO | 就機構融資提供意見 | 2015-01-28 | 2024-02-14 |
| RO | 證券交易 | 2015-01-28 | 2024-02-14 | |
| Rep | 就機構融資提供意見 | 2014-01-13 | 2015-01-28 | |
| Rep | 證券交易 | 2014-01-13 | 2015-01-28 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-09-05 | 2013-12-21 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-06-14 | 2013-12-21 |
| Rep | 證券交易 | 2010-06-14 | 2013-12-21 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2007-04-30 | 2010-06-01 |