| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2022-02-16 | - |
| Rep | 證券交易 | 2022-02-16 | - | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2022-02-16 | - |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2014-06-23 | 2021-12-24 |
| Rep | 就機構融資提供意見 | 2011-02-15 | 2021-12-24 | |
| Rep | 證券交易 | 2011-02-15 | 2021-12-24 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 證券交易 | 2009-10-15 | 2011-01-02 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2009-10-15 | 2011-01-02 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-02-23 | 2009-09-18 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2007-11-21 | 2009-09-18 |