| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Greater Bay Area Development Fund Management Limited | RO | 就證券提供意見 | 2021-12-23 | - |
| RO | 提供資產管理 | 2021-12-23 | - | |
| RO | 證券交易 | 2021-12-23 | - | |
| Rep | 就證券提供意見 | 2020-04-27 | 2021-12-23 | |
| Rep | 提供資產管理 | 2020-04-27 | 2021-12-23 | |
| Rep | 證券交易 | 2020-04-27 | 2021-12-23 | |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | 就證券提供意見 | 2017-06-26 | 2018-01-01 |
| Rep | 提供資產管理 | 2017-06-26 | 2018-01-01 | |
| BOCOM International Asset Management Limited | Rep | 提供資產管理 | 2015-12-21 | 2017-06-05 |
| Rep | 就證券提供意見 | 2015-06-17 | 2017-06-05 | |
| Rep | 證券交易 | 2015-06-17 | 2017-06-05 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2013-11-05 | 2015-06-02 |
| Rep | 就證券提供意見 | 2013-11-05 | 2015-06-02 | |
| Rep | 證券交易 | 2013-11-05 | 2015-06-02 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2010-05-06 | 2013-10-21 |
| Rep | 證券交易 | 2010-05-06 | 2013-10-21 |
金管局記錄暫時無法載入，請稍後重試。