Gates, Stuart James
證監會中央編號:ABG651
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2009-01-08 | - |
| RO | 證券交易 | 2009-01-08 | - | |
| Rep | 就證券提供意見 | 2008-07-23 | 2009-01-08 | |
| Rep | 證券交易 | 2008-07-23 | 2009-01-08 | |
| BEAR STEARNS ASIA LIMITED | Rep | 期貨合約交易 | 2007-07-09 | 2008-05-30 |
| Rep | 就證券提供意見 | 2005-02-07 | 2008-05-30 | |
| Rep | 證券交易 | 2005-02-07 | 2008-05-30 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-12-02 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-02 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-12-02 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2005-02-07 | |
| Rep | 證券交易 | 2003-04-01 | 2005-02-07 |
已採集記錄中暫無金管局登記。