| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-06-26 | 2014-07-17 |
| Rep | 就證券提供意見 | 2013-06-26 | 2022-11-16 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-10-15 | 2013-06-04 |
| Rep | 證券交易 | 2012-10-15 | 2013-06-04 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-06-04 | 2012-06-28 |
| Rep | 證券交易 | 2010-06-04 | 2012-06-28 | |
| MF Securities Hong Kong Limited | Rep | 就證券提供意見 | 2008-04-22 | 2010-03-31 |
| Rep | 證券交易 | 2008-04-22 | 2010-03-31 |