| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2020-10-05 | - |
| Rep | 證券交易 | 2020-06-15 | - | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-08-14 | 2020-02-15 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2014-06-27 | 2015-08-01 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2011-06-10 | 2014-06-03 |
| Rep | 證券交易 | 2011-06-10 | 2014-06-03 |