| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-06-27 | 2013-03-16 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-06-24 | 2012-06-16 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-04-26 | 2010-06-07 |
| MF Securities Hong Kong Limited | Rep | 就證券提供意見 | 2010-03-11 | 2010-04-08 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-07-09 | 2010-03-05 |
| Rep | 證券交易 | 2007-06-13 | 2010-03-05 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-08-30 | 2007-05-28 |