| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Finet Securities Limited | Rep | 就證券提供意見 | 2017-07-18 | 2018-06-29 |
| Rep | 證券交易 | 2017-07-18 | 2018-06-29 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 證券交易 | 2016-11-29 | 2017-02-22 |
| Fortune Asset Management Limited (HK) | Rep | 就證券提供意見 | 2016-11-29 | 2017-02-22 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-02-19 | 2016-11-11 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2015-09-18 | 2016-02-12 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-01-16 | 2015-08-15 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-06-04 | 2012-02-17 |