| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-07-09 | 2023-09-04 |
| SHUN HENG SECURITIES LIMITED | Rep | 證券交易 | 2005-02-14 | 2007-06-30 |
| GRAND ONWARD SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2005-01-31 |
| Rep | 就證券提供意見 | - | 2005-01-31 | |
| Rep | 提供資產管理 | - | 2005-01-31 | |
| Rep | 證券交易 | - | 2005-02-12 |