| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2026-09-28 | - |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2018-08-20 | 2021-01-20 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2016-07-08 | 2018-08-05 |
| AUTONOMOUS RESEARCH ASIA LIMITED | Rep | 就證券提供意見 | 2014-11-19 | 2016-06-01 |
| BNY Mellon Investment Management Hong Kong Limited | Rep | 就證券提供意見 | 2012-09-28 | 2014-10-07 |
| Rep | 證券交易 | 2012-09-28 | 2014-10-07 | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2010-04-30 | 2012-09-01 |
已採集記錄中暫無金管局登記。