| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2015-05-28 | 2017-07-13 |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2011-11-30 | 2013-04-04 |
| Rep | 就證券提供意見 | 2011-01-21 | 2011-11-30 | |
| RO | 就證券提供意見 | 2010-05-13 | 2011-01-07 | |
| Rep | 就證券提供意見 | 2008-08-15 | 2010-05-13 | |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2004-02-27 | 2006-03-03 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-10-15 |
| Rep | 就證券提供意見 | - | 2003-10-15 | |
| Rep | 提供資產管理 | - | 2003-10-15 |