| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2026-09-24 | - |
| Rep | 證券交易 | 2026-09-24 | - | |
| GUOYUAN CAPITAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2023-04-18 | 2024-09-30 |
| RO | 證券交易 | 2023-04-18 | 2024-09-30 | |
| Ballas Capital Limited | RO | 就機構融資提供意見 | 2022-11-28 | 2023-02-17 |
| RO | 證券交易 | 2022-11-28 | 2023-02-17 | |
| Rep | 就機構融資提供意見 | 2022-10-03 | 2022-11-28 | |
| Rep | 證券交易 | 2022-10-03 | 2022-11-28 | |
| CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | 就機構融資提供意見 | 2018-12-06 | 2022-05-22 |
| RO | 證券交易 | 2018-12-06 | 2022-05-22 | |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2017-12-06 | 2018-09-06 |
| RO | 證券交易 | 2017-12-06 | 2018-09-06 | |
| CELESTIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2009-03-27 | 2017-04-10 |
| RO | 證券交易 | 2009-03-27 | 2017-04-10 | |
| ICEA CAPITAL LIMITED | RO | 就機構融資提供意見 | 2007-11-07 | 2008-10-23 |
| ICEA CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2007-10-08 | 2008-10-23 |
| ICEA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-10-08 | 2007-11-07 |
| Rep | 證券交易 | 2007-10-08 | 2008-10-23 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2007-09-10 | 2007-09-21 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2007-09-10 | 2007-09-21 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2007-01-23 | 2007-09-21 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | 就機構融資提供意見 | 2006-12-14 | 2007-09-21 |
| Rep | 就機構融資提供意見 | 2004-12-30 | 2006-12-14 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就機構融資提供意見 | 2004-05-18 | 2004-12-15 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-26 |
金管局記錄暫時無法載入，請稍後重試。