| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WRise Prestige Securities Limited | Rep | 證券交易 | 2026-10-15 | - |
| WRise Capital Limited | Rep | 就機構融資提供意見 | 2026-04-16 | - |
| Soochow Securities International Brokerage Limited | Rep | 證券交易 | 2019-05-27 | 2024-07-23 |
| Soochow Securities International Capital Limited | Rep | 就機構融資提供意見 | 2019-05-27 | 2024-07-23 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2016-07-20 | 2019-04-30 |
| Rep | 就證券提供意見 | 2016-07-20 | 2019-04-30 | |
| Rep | 證券交易 | 2016-07-20 | 2019-04-30 | |
| CELESTIAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2011-02-01 | 2015-08-15 |
| Rep | 證券交易 | 2011-02-01 | 2015-08-15 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2010-09-24 | 2015-08-15 |
已採集記錄中暫無金管局登記。