| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2018-10-10 | 2020-01-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 證券交易 | 2018-10-10 | 2020-01-03 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-03-01 | 2018-09-28 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2007-03-01 | 2018-09-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-11-04 | 2007-02-16 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-11-02 |
| Rep | 就證券提供意見 | - | 2004-11-02 | |
| Rep | 提供資產管理 | - | 2004-11-02 | |
| Rep | 證券交易 | - | 2007-02-16 |