| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2015-06-25 | 2022-04-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2015-06-25 | 2022-04-29 |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2012-10-29 | 2013-03-18 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-01-25 | 2013-03-18 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2011-01-25 | 2013-03-18 |