| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HENGYU ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2024-12-30 | - |
| RO | 提供資產管理 | 2024-12-30 | - | |
| WRise Prestige Asset Management Limited | RO | 就證券提供意見 | 2023-08-25 | 2024-11-01 |
| RO | 提供資產管理 | 2023-08-25 | 2024-11-01 | |
| WRise Prestige Securities Limited | RO | 證券交易 | 2023-08-25 | 2024-11-01 |
| SILVER TIME SECURITIES LIMITED | RO | 就證券提供意見 | 2020-03-06 | 2023-07-31 |
| RO | 提供資產管理 | 2020-03-06 | 2023-07-31 | |
| RO | 證券交易 | 2020-03-06 | 2023-07-31 | |
| ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED | RO | 提供資產管理 | 2018-08-24 | 2019-08-26 |
| Rep | 提供資產管理 | 2018-08-09 | 2018-08-24 | |
| DA International Asset Management Limited | RO | 就證券提供意見 | 2018-05-03 | 2018-08-06 |
| RO | 提供資產管理 | 2018-05-03 | 2018-08-06 | |
| ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED | RO | 提供資產管理 | 2016-11-24 | 2018-02-09 |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2011-12-08 | 2016-06-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-12-08 | 2016-06-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2011-12-08 | 2016-06-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-03-10 | 2011-10-05 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2010-03-10 | 2011-10-05 |
已採集記錄中暫無金管局登記。