| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2021-04-09 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2021-04-09 | - |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-07-18 | 2021-03-25 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-02-13 | 2021-03-25 |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2006-02-13 | 2011-10-30 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2006-01-09 | 2006-01-26 |
| SHUN LOONG FUTURES LIMITED | Rep | 期貨合約交易 | 2006-01-09 | 2006-01-26 |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2005-10-20 | 2005-12-29 |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自動化交易服務 | 2003-11-14 | 2004-03-02 |
| Rep | 期貨合約交易 | 2003-11-14 | 2005-12-29 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-10-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-24 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-10-24 |
已採集記錄中暫無金管局登記。