| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2020-05-15 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2020-05-15 | - |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-04-13 | 2020-04-30 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-06-13 | 2020-04-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2003-10-22 | 2005-06-01 |
| CELESTIAL FINANCE LIMITED | Rep | 提供證券保證金融資 | 2003-04-01 | 2003-10-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-01 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-01 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-01 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-10-01 | |
| Rep | 證券交易 | 2003-04-01 | 2003-10-01 |