| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-07-27 | - |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-07-27 | - |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-07-02 | 2009-07-04 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-07-02 | 2009-07-04 |
| SBI China Capital Commodities Limited | Rep | 期貨合約交易 | 2008-10-14 | 2009-06-24 |
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2007-12-07 | 2009-06-24 |
| SBI China Capital Securities Limited | Rep | 證券交易 | 2007-11-29 | 2009-06-24 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 證券交易 | 2004-03-05 | 2007-11-17 |
| OCBC SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-03-02 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-03-02 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-03-02 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-03-02 | |
| Rep | 證券交易 | 2003-04-01 | 2004-03-02 |
已採集記錄中暫無金管局登記。