| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2026-11-03 | - |
| RO | 證券交易 | 2021-10-20 | - | |
| Rep | 證券交易 | 2020-08-04 | 2021-10-20 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2020-08-04 | - |
| Glory Sun Securities Limited | Rep | 提供資產管理 | 2017-09-04 | 2020-06-26 |
| Rep | 期貨合約交易 | 2017-09-04 | 2020-06-26 | |
| Rep | 證券交易 | 2017-09-04 | 2020-06-26 | |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2017-03-07 | 2017-07-31 |
| RO | 證券交易 | 2017-03-07 | 2017-07-31 | |
| CELESTIAL COMMODITIES LIMITED | RO | 期貨合約交易 | 2016-06-15 | 2017-07-31 |
| CELESTIAL SECURITIES LIMITED | RO | 證券交易 | 2016-06-15 | 2017-07-31 |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2015-08-26 | 2017-07-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-10-26 | 2016-06-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-09-04 | 2016-06-15 |
已採集記錄中暫無金管局登記。