| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | 期貨合約交易 | 2021-12-01 | - |
| Rep | 證券交易 | 2021-12-01 | - | |
| Core Capital Securities Limited | Rep | 證券交易 | 2018-02-15 | 2018-12-28 |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2015-07-15 | 2017-10-19 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2015-07-15 | 2017-10-19 |
| Rep | 證券交易 | 2015-07-15 | 2017-10-19 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-03-22 | 2015-04-01 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-02-21 | 2015-04-01 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2013-02-21 | 2015-04-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-06-11 | 2013-02-18 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2010-06-11 | 2013-02-18 |
| Quam Securities Limited | Rep | 期貨合約交易 | 2008-01-09 | 2010-05-13 |
| Rep | 證券交易 | 2008-01-09 | 2010-05-13 |
已採集記錄中暫無金管局登記。