| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-12-18 | 2020-02-28 |
| Rep | 期貨合約交易 | 2005-11-30 | 2007-10-31 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-11-30 | 2020-02-28 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-05-01 |
| Rep | 提供資產管理 | - | 2003-05-01 | |
| Rep | 提供自動化交易服務 | - | 2003-05-01 | |
| Rep | 期貨合約交易 | - | 2003-05-01 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-01 |
| Rep | 就證券提供意見 | - | 2003-05-01 | |
| Rep | 提供資產管理 | - | 2003-05-01 | |
| Rep | 提供自動化交易服務 | - | 2003-05-01 | |
| Rep | 證券交易 | - | 2003-05-01 |