| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2023-03-07 | - |
| Rep | 證券交易 | 2023-03-07 | - | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-11-28 | 2023-02-23 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-11-28 | 2023-02-23 |
| CELESTIAL COMMODITIES LIMITED | Rep | 提供自動化交易服務 | 2003-06-02 | 2004-03-02 |
| Rep | 期貨合約交易 | 2003-06-02 | 2017-11-16 | |
| CELESTIAL FINANCE LIMITED | Rep | 提供證券保證金融資 | 2003-04-01 | 2004-01-09 |
| CELESTIAL SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-28 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-28 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-28 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-02-19 | |
| Rep | 證券交易 | 2003-04-01 | 2017-11-16 |
金管局記錄暫時無法載入,請稍後重試。