Personnel Hong Kong SFC License Details (ID 72579)

Personnel Hong Kong SFC License Details (ID 72579)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
FWD Financial Planning Limited (HK)	Rep	就證券提供意見	2019-04-30	2021-06-01
	Rep	證券交易	2019-04-30	2021-06-01
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	就期貨合約提供意見	2015-05-13	2017-11-12
	RO	期貨合約交易	2015-01-07	2017-11-12
Ping An Securities (Hong Kong) Holdings Company Limited	RO	證券交易	2015-01-07	2017-11-12
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期貨合約交易	2014-10-14	2015-01-07
	Rep	就期貨合約提供意見	2014-10-14	2015-05-13
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	證券交易	2014-10-14	2015-01-07
METRO CAPITAL FUTURES LIMITED	RO	就期貨合約提供意見	2012-10-10	2014-09-13
	RO	期貨合約交易	2012-03-21	2014-09-13
M&AMP;F ASSET MANAGEMENT LIMITED	RO	證券交易	2011-12-19	2014-09-13
	Rep	證券交易	2011-10-18	2011-12-19
METRO CAPITAL FUTURES LIMITED	Rep	期貨合約交易	2011-10-18	2012-03-21
CELESTIAL COMMODITIES LIMITED	Rep	期貨合約交易	2005-11-18	2011-10-01
CELESTIAL SECURITIES LIMITED	RO	提供自動化交易服務	2003-12-19	2004-02-19
	RO	證券交易	2003-12-19	2011-10-01
CELESTIAL FINANCE LIMITED	RO	提供證券保證金融資	-	2005-03-31