| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2022-01-31 |
| Rep | 證券交易 | 2017-09-07 | 2017-10-02 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-01-13 | 2017-08-31 |
| EAA SECURITIES LIMITED | Rep | 證券交易 | 2003-07-28 | 2006-01-12 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-17 |
| Rep | 就證券提供意見 | - | 2003-07-17 | |
| Rep | 提供資產管理 | - | 2003-07-17 | |
| Rep | 提供自動化交易服務 | - | 2003-07-28 | |
| Rep | 證券交易 | - | 2003-07-28 |