| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2012-02-28 | - |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2010-06-11 | 2026-04-09 |
| Rep | 就證券提供意見 | 2005-02-22 | 2026-04-09 | |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2004-11-30 | 2005-02-07 |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-24 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-24 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-24 | |
| Rep | 證券交易 | 2003-04-01 | 2004-05-24 |