| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2012-02-06 | 2022-05-31 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-05-16 | 2022-05-31 |
| Rep | 證券交易 | 2011-05-16 | 2022-05-31 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2008-03-14 | 2011-03-07 |
| Rep | 就證券提供意見 | 2008-03-05 | 2011-03-07 | |
| CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2007-04-03 | 2007-10-31 |
| Quam Securities Limited | Rep | 就證券提供意見 | 2005-04-12 | 2007-02-28 |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2004-07-20 | 2005-04-01 |
| Rep | 提供資產管理 | 2004-07-20 | 2005-04-01 |