| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BCT Financial Limited | Rep | 就證券提供意見 | 2016-10-26 | 2023-01-01 |
| Rep | 證券交易 | 2016-10-26 | 2023-01-01 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2013-08-07 | 2016-09-23 |
| Rep | 就證券提供意見 | 2010-09-10 | 2012-05-11 | |
| Rep | 證券交易 | 2010-09-10 | 2012-05-11 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-05-04 | 2009-09-02 |
| iBest Consultants Limited | Rep | 證券交易 | 2009-04-24 | 2009-09-02 |
| Rep | 提供資產管理 | 2007-12-19 | 2009-09-02 | |
| Rep | 就證券提供意見 | 2007-11-29 | 2009-09-02 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-04-27 | 2007-10-23 |