| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2015-10-14 | 2015-12-08 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 提供資產管理 | 2014-03-24 | 2015-08-19 |
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2012-02-10 | 2015-08-19 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2010-06-11 | 2015-08-19 |
| Rep | 就證券提供意見 | 2006-07-17 | 2015-08-19 | |
| ZURICH ADVISORY (HK) LIMITED | Rep | 就證券提供意見 | 2005-09-13 | 2006-06-26 |