| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ST. JAMES'S PLACE (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2016-04-18 | 2016-04-28 |
| Rep | 證券交易 | 2016-04-18 | 2016-04-28 | |
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2013-01-17 | 2013-06-12 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2010-06-09 | 2013-06-12 |