| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2017-07-18 | 2019-06-03 |
| Rep | 證券交易 | 2012-12-21 | 2013-07-01 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-05-24 | 2019-06-03 |
| Rep | 證券交易 | 2011-05-24 | 2019-06-03 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2010-02-26 | 2011-03-23 |
| Rep | 就證券提供意見 | 2009-05-25 | 2011-03-23 |