| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2013-06-24 | 2015-12-22 |
| Rep | 證券交易 | 2013-06-24 | 2015-12-22 | |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2012-08-27 | 2013-04-26 |
| Rep | 證券交易 | 2012-08-27 | 2013-04-26 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-09-17 | 2012-03-21 |
| Rep | 證券交易 | 2010-09-17 | 2012-03-21 | |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2010-03-05 | 2010-08-07 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2010-03-05 | 2010-08-07 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2009-12-30 | 2010-08-07 |