| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 提供資產管理 | 2018-06-01 | - |
| Rep | 就證券提供意見 | 2018-05-07 | - | |
| Rep | 證券交易 | 2018-05-07 | - | |
| ASSET MANAGEMENT GROUP LIMITED | Rep | 就證券提供意見 | 2018-01-12 | 2018-04-17 |
| Rep | 證券交易 | 2018-01-12 | 2018-04-17 | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 就證券提供意見 | 2013-08-07 | 2017-12-15 |
| Rep | 證券交易 | 2013-08-07 | 2017-12-15 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2010-06-17 | 2013-07-10 |
| Rep | 就證券提供意見 | 2005-11-03 | 2013-07-10 |