| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CENTALINE SECURITIES LIMITED | Rep | 證券交易 | 2012-05-10 | 2014-05-22 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-10-19 | 2014-05-22 |
| Rep | 證券交易 | 2010-10-19 | 2014-05-22 | |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2007-01-10 | 2010-04-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2007-01-10 | 2010-04-30 |