| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 槓桿式外匯交易 | 2017-10-13 | 2020-03-30 |
| CES Capital International (Hong Kong) Co., Limited | RO | 槓桿式外匯交易 | 2009-10-06 | 2012-07-31 |
| CMC Markets Asia Limited | RO | 槓桿式外匯交易 | 2008-12-03 | 2009-02-16 |
| Rep | 槓桿式外匯交易 | 2006-11-04 | 2008-12-03 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2005-10-14 | 2006-05-12 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2004-06-04 | 2005-10-04 |