| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | 就證券提供意見 | 2017-11-09 | - |
| RO | 證券交易 | 2017-05-10 | - | |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | 就期貨合約提供意見 | 2016-08-26 | - |
| RO | 期貨合約交易 | 2016-08-26 | - | |
| Rep | 就期貨合約提供意見 | 2016-06-29 | 2016-08-26 | |
| Rep | 期貨合約交易 | 2016-06-29 | 2016-08-26 | |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2016-06-29 | 2017-05-10 |
| CES Capital International (Hong Kong) Co., Limited | RO | 就期貨合約提供意見 | 2012-09-24 | 2016-05-20 |
| RO | 期貨合約交易 | 2011-08-22 | 2016-05-20 | |
| Rep | 槓桿式外匯交易 | 2009-11-19 | 2016-05-20 | |
| Rep | 證券交易 | 2009-07-13 | 2016-05-20 | |
| Rep | 期貨合約交易 | 2009-04-15 | 2011-08-22 | |
| JINRUI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-06-24 | 2009-04-11 |
金管局記錄暫時無法載入，請稍後重試。