| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2025-10-23 | - |
| Rep | 期貨合約交易 | 2025-10-23 | - |
| Rep | 證券交易 | 2025-10-23 | - |
| CHARLES SCHWAB, HONG KONG, LIMITED | RO | 就證券提供意見 | 2015-12-15 | 2016-11-14 |
| RO | 證券交易 | 2015-12-15 | 2016-11-14 |
| Rep | 就證券提供意見 | 2009-06-29 | 2015-12-15 |
| Rep | 證券交易 | 2009-06-29 | 2015-12-15 |
| Rep | 就期貨合約提供意見 | 2009-06-29 | 2016-08-31 |
| CAIIS Limited | Rep | 證券交易 | 2006-07-12 | 2008-11-13 |
| Rep | 就證券提供意見 | 2006-05-08 | 2008-11-13 |
| NEW TREND FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2004-01-20 | 2004-10-25 |
| Rep | 期貨合約交易 | 2004-01-09 | 2005-03-24 |
| REFCO FOREX LIMITED | Rep | 槓桿式外匯交易 | 2003-11-08 | 2003-12-30 |
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2003-04-30 | 2003-12-30 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-04-22 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-22 |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-04-22 |