Ng, Fion Siu Mui 吳少梅
證監會中央編號:ACR889
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VICTORY SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2026-05-15 | - |
| RO | 提供資產管理 | 2026-05-15 | - | |
| RO | 期貨合約交易 | 2026-05-15 | - | |
| RO | 證券交易 | 2026-05-15 | - | |
| Rep | 就證券提供意見 | 2026-03-17 | 2026-05-15 | |
| Rep | 提供資產管理 | 2026-03-17 | 2026-05-15 | |
| Rep | 期貨合約交易 | 2026-03-17 | 2026-05-15 | |
| Rep | 證券交易 | 2026-03-17 | 2026-05-15 | |
| CHIEF SECURITIES LIMITED | RO | 就期貨合約提供意見 | 2025-09-01 | 2026-01-01 |
| RO | 就證券提供意見 | 2025-09-01 | 2026-01-01 | |
| RO | 提供資產管理 | 2025-09-01 | 2026-01-01 | |
| RO | 期貨合約交易 | 2025-09-01 | 2026-01-01 | |
| RO | 證券交易 | 2025-09-01 | 2026-01-01 | |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | RO | 提供資產管理 | 2023-06-19 | 2026-01-01 |
| CHIEF COMMODITIES LIMITED | RO | 就期貨合約提供意見 | 2007-12-18 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | RO | 就證券提供意見 | 2007-12-18 | 2025-08-31 |
| RO | 提供資產管理 | 2005-02-16 | 2025-08-31 | |
| CHIEF COMMODITIES LIMITED | RO | 期貨合約交易 | 2004-08-02 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | RO | 證券交易 | 2004-08-02 | 2025-08-31 |
| CHIEF COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-07-07 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-07 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-08-02 | |
| CHIEF SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-21 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-07-07 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-07 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-07-07 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-02 |