| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-09-01 | - |
| Rep | 期貨合約交易 | 2025-09-01 | - | |
| Rep | 證券交易 | 2025-09-01 | - | |
| Rep | 就證券提供意見 | 2016-06-17 | 2025-08-31 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-09-30 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-03-05 | 2025-08-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2006-08-22 | 2007-01-13 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2005-12-16 | 2006-08-10 |
已採集記錄中暫無金管局登記。