| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | RO | 就證券提供意見 | 2026-09-02 | - |
| RO | 期貨合約交易 | 2026-09-02 | - | |
| RO | 證券交易 | 2026-09-02 | - | |
| Rep | 就證券提供意見 | 2026-05-08 | 2026-09-02 | |
| Rep | 期貨合約交易 | 2026-05-08 | 2026-09-02 | |
| Rep | 證券交易 | 2026-05-08 | 2026-09-02 | |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-09-01 | 2026-04-30 |
| Rep | 期貨合約交易 | 2025-09-01 | 2026-04-30 | |
| RO | 證券交易 | 2025-09-01 | 2026-04-30 | |
| RO | 證券交易 | 2017-09-19 | 2025-08-31 | |
| Rep | 就證券提供意見 | 2016-05-04 | 2025-08-31 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-12-01 | 2025-08-31 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-05-14 | 2017-09-19 |
已採集記錄中暫無金管局登記。