| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Golden Lake Capital Limited | RO | 就期貨合約提供意見 | 2026-09-15 | - |
| RO | 期貨合約交易 | 2026-09-15 | - | |
| RO | 就證券提供意見 | 2025-09-16 | - | |
| RO | 證券交易 | 2025-09-16 | - | |
| Rep | 就證券提供意見 | 2025-08-27 | 2025-09-16 | |
| Rep | 證券交易 | 2025-08-27 | 2025-09-16 | |
| China International Securities Limited | RO | 證券交易 | 2024-03-14 | 2025-03-10 |
| Rep | 證券交易 | 2024-03-01 | 2024-03-14 | |
| BETA INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2021-06-16 | 2023-10-16 |
| RO | 期貨合約交易 | 2018-10-02 | 2023-10-16 | |
| Rep | 證券交易 | 2018-05-14 | 2021-06-16 | |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2016-05-12 | 2018-05-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-08-09 | 2018-05-01 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2004-08-09 | 2018-05-01 |
| BOCI SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-31 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-31 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-31 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-31 |
已採集記錄中暫無金管局登記。