| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2023-02-14 | 2025-05-01 |
| RO | 證券交易 | 2017-11-21 | 2023-02-14 | |
| Rep | 就證券提供意見 | 2016-05-10 | 2025-05-01 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2005-05-30 | 2023-05-09 |
| CHIEF SECURITIES LIMITED | Rep | 提供自動化交易服務 | - | 2003-07-21 |
| Rep | 就機構融資提供意見 | - | 2004-07-21 | |
| Rep | 就證券提供意見 | - | 2004-07-21 | |
| Rep | 提供資產管理 | - | 2004-07-21 | |
| Rep | 證券交易 | - | 2017-11-21 |