| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | 提供資產管理 | 2017-12-01 | - |
| RO | 就證券提供意見 | 2017-10-20 | - | |
| RO | 證券交易 | 2017-10-20 | - | |
| Rep | 就證券提供意見 | 2017-08-22 | 2017-10-20 | |
| Rep | 證券交易 | 2017-08-22 | 2017-10-20 | |
| Rep | 提供資產管理 | 2017-08-22 | 2017-12-01 | |
| CHIEF SECURITIES LIMITED | RO | 就證券提供意見 | 2017-03-31 | 2017-08-01 |
| RO | 證券交易 | 2017-03-31 | 2017-08-01 | |
| Rep | 就證券提供意見 | 2016-12-09 | 2017-03-31 | |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-08-31 | 2017-08-01 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2008-12-17 | 2017-03-31 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2005-05-25 | 2008-12-01 |
已採集記錄中暫無金管局登記。