| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2017-08-18 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2017-08-18 | - |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-07-09 | 2017-08-03 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-03-28 | 2017-08-03 |