| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2025-09-01 | - |
| Rep | 證券交易 | 2025-09-01 | - | |
| CHIEF FINANCIAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2022-09-21 | - |
| Rep | 就機構融資提供意見 | 2018-03-26 | 2022-09-21 | |
| CHIEF COMMODITIES LIMITED | Rep | 就期貨合約提供意見 | 2014-08-22 | 2019-08-03 |
| CHIEF SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-08-19 | 2025-08-31 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2009-09-22 | 2019-08-03 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2009-09-22 | 2025-08-31 |
已採集記錄中暫無金管局登記。